Filing Details
- Accession Number:
- 0001181431-11-010545
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 18:05:51
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 18:05:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122904 | Netgear Inc | NTGR | Telephone & Telegraph Apparatus (3661) | 770419172 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274461 | A Michael Werdann | Netgear, Inc. 350 E. Plumeria Dr. San Jose CA 95134 | Vp, North America Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-11 | 3,120 | $33.63 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 5,000 | $29.23 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 5,000 | $33.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 11,562 | $28.79 | 11,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 11,562 | $33.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 937 | $11.41 | 937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 937 | $33.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 3,750 | $21.10 | 3,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 3,750 | $33.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-11 | 5,000 | $0.00 | 5,000 | $29.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-11 | 11,562 | $0.00 | 11,562 | $28.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-11 | 937 | $0.00 | 937 | $11.41 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-11 | 3,750 | $0.00 | 3,750 | $21.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-12 | No | 4 | M | Direct | |
| 3,438 | 2018-01-11 | No | 4 | M | Direct | |
| 7,501 | 2019-01-16 | No | 4 | M | Direct | |
| 11,250 | 2020-02-02 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 1,500 | 1,500 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 3,000 | 3,000 | Direct | ||
| Common Stock | Employee Stock Option (Right to Buy) | $20.80 | 2020-06-13 | 12,000 | 12,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $35.32 | 2021-02-03 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,500 | 1,500 | Direct | |
| 3,000 | 3,000 | Direct | |
| 2020-06-13 | 12,000 | 12,000 | Direct |
| 2021-02-03 | 15,000 | 15,000 | Direct |
Footnotes
- Converts to common stock on a one for one basis.
- Not applicable.
- 25% of the option grant is exercisable on 1/12/2008, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/11/2008, the vest start date, so that all of the units will have vested on 1/11/2012.
- 25% of the option grant is exercisable on 1/16/2010, and 1/48 of the option grant is exercisable each month thereafter.
- Stock units will be paid in an equal number of shares of the Issuer's common stock upon vesting of the units. 25% of the units will cliff vest on each anniversary of 1/16/2009, the vesting start date, so that all of the units will have vested on 1/16/2013.
- 25% of the option grant is exercisable on 2/2/2011, and 1/48 of the option grant is exercisable each month thereafter.
- 25% of the shares subject to the option shall vest on 6/13/2011, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the optionee continuing to be a service provider on such dates.
- 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.
- Includes 721 shares acquired on January 31, 2011 under the NETGEAR, Inc. 2003 Employee Stock Purchase Plan.
- The sale price reported in Column 4 of Table I represents the weighted average sale price of the shares sold ranging from $33.50 to $34.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
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