Filing Details
- Accession Number:
- 0001664015-18-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 14:37:26
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-14 14:37:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1172706 | Uniroyal Global Engineered Products Inc. | UNIR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1035927 | R Howard Curd | 1800 2Nd Street Suite 970 Sarasota FL 34236 | Ceo & Co-Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-10 | 12,000 | $1.70 | 8,169,048 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-05-10 | 7,419 | $1.60 | 8,176,467 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-05-11 | 3,500 | $1.65 | 8,179,967 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-05-11 | 2,500 | $1.60 | 8,182,467 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class B Common Stock | 1,619,102 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | stock option | $2.37 | 2025-07-30 | 100,000 | 100,000 | Direct | |
Common Stock | stock option | $3.57 | 2026-04-07 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-07-30 | 100,000 | 100,000 | Direct |
2026-04-07 | 50,000 | 50,000 | Direct |
Footnotes
- 1/3 exercisable on each of 7/30/16, 7/30/17 and 7/30/18
- 1/3 exercisable on each of 4/7/2017, 4/7/2018 and 4/7/2019