Filing Details
- Accession Number:
- 0001562762-18-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-14 12:05:35
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-14 12:05:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1692427 | Ncs Multistage Holdings Inc. | NCSM | Oil & Gas Field Services, Nec (1389) | 461527455 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1699918 | Marty Stromquist | C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 77070 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-10 | 12,965 | $1.24 | 37,384 | No | 4 | X | Direct | |
Common Stock | Disposition | 2018-05-10 | 12,965 | $17.00 | 24,419 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-05-11 | 118,672 | $1.24 | 143,091 | No | 4 | X | Direct | |
Common Stock | Disposition | 2018-05-11 | 118,672 | $17.06 | 24,419 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2018-05-10 | 12,965 | $0.00 | 12,965 | $1.24 |
Common Stock | Option (right to buy) | Disposition | 2018-05-11 | 118,672 | $0.00 | 118,672 | $1.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
118,672 | 2019-01-01 | No | 4 | X | Direct | |
0 | 2019-01-01 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 221,156 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $5.88 | 2022-12-21 | 251,133 | 251,133 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-12-21 | 251,133 | 251,133 | Direct |
Footnotes
- Includes 24,419 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.16.
- The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist.
- These options have vested and are exercisable.
- Consists of 150,679 vested and exercisable options and 100,454 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.