Filing Details

Accession Number:
0001562762-18-000161
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-14 12:05:35
Reporting Period:
2018-05-10
Accepted Time:
2018-05-14 12:05:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1692427 Ncs Multistage Holdings Inc. NCSM Oil & Gas Field Services, Nec (1389) 461527455
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1699918 Marty Stromquist C/O Ncs Multistage Holdings, Inc.
19450 State Highway 249, Suite 200
Houston TX 77070
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-10 12,965 $1.24 37,384 No 4 X Direct
Common Stock Disposition 2018-05-10 12,965 $17.00 24,419 No 4 S Direct
Common Stock Acquisiton 2018-05-11 118,672 $1.24 143,091 No 4 X Direct
Common Stock Disposition 2018-05-11 118,672 $17.06 24,419 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2018-05-10 12,965 $0.00 12,965 $1.24
Common Stock Option (right to buy) Disposition 2018-05-11 118,672 $0.00 118,672 $1.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
118,672 2019-01-01 No 4 X Direct
0 2019-01-01 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 221,156 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $5.88 2022-12-21 251,133 251,133 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-12-21 251,133 251,133 Direct
Footnotes
  1. Includes 24,419 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.16.
  4. The shares are held by Cemblend Systems Inc. Cemblend Systems Inc. is indirectly 50% owned by Mr. Stromquist.
  5. These options have vested and are exercisable.
  6. Consists of 150,679 vested and exercisable options and 100,454 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.