Filing Details
- Accession Number:
- 0001203311-18-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 20:01:52
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-11 20:01:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167496 | B Clay Siegall | 21823 30Th Drive Se Bothell WA 98021 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-09 | 4,316 | $11.09 | 691,462 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-09 | 4,316 | $55.75 | 687,146 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-09 | 7,776 | $11.09 | 694,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-09 | 7,776 | $55.22 | 687,146 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-09 | 6,740 | $11.09 | 693,886 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-09 | 6,740 | $54.17 | 687,146 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-09 | 4,316 | $0.00 | 4,316 | $11.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-09 | 7,776 | $0.00 | 7,776 | $11.09 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-09 | 6,740 | $0.00 | 6,740 | $11.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 71,011 | 2018-08-27 | No | 4 | M | Direct | |
| 63,235 | 2018-08-27 | No | 4 | M | Direct | |
| 56,495 | 2018-08-27 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $55.62 to $56.07. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $54.60 to $55.54. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $53.60 to $54.57. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Shares vested at a rate of 25% on 8/27/09 and monthly thereafter until all the shares were fully vested on 8/27/12.
Billionaire Hedge Funds
