Filing Details
- Accession Number:
- 0001203311-18-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 19:59:54
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-11 19:59:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633639 | S Darren Cline | 21823 30Th Drive Se Bothell WA 98021 | Evp, Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-09 | 7,000 | $16.41 | 78,831 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-05-09 | 2,000 | $15.46 | 80,831 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-09 | 9,000 | $55.33 | 71,831 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-09 | 2,000 | $0.00 | 2,000 | $15.46 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-09 | 7,000 | $0.00 | 7,000 | $16.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
268 | 2021-08-24 | No | 4 | M | Direct | |
892 | 2020-10-29 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting and 54 shares acquired under the Amended and Restated 2000 Employee Stock Purchase Plan on January 31, 2018.
- Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $55.33 to $55.38. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Shares vested at a rate of 25% on 8/24/2012 and monthly thereafter until all the shares were fully vested on 8/24/2015.
- Shares vested at a rate of 25% on 10/29/2011 and monthly thereafter until all the shares were fully vested on 10/29/2014.