Filing Details
- Accession Number:
- 0000054480-18-000139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 18:26:29
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-11 18:26:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 54480 | Kansas City Southern | KSU | Railroads, Line-Haul Operating (4011) | 440663509 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428750 | W Michael Upchurch | Kansas City Southern Po Box 219335 Kansas City MO 64121-9335 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-10 | 2,074 | $110.15 | 15,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $52.62 | 2014-02-23 | 2021-02-22 | 2,316 | 2,316 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $66.99 | 2022-02-21 | 3,126 | 3,126 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $97.77 | 2023-02-20 | 3,666 | 3,666 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $94.23 | 2024-02-19 | 3,876 | 3,876 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $119.35 | 2025-02-17 | 3,726 | 3,726 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $82.71 | 2026-02-18 | 6,973 | 6,973 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $86.89 | 2027-02-16 | 6,552 | 6,552 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $105.83 | 2028-03-05 | 6,662 | 6,662 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-02-22 | 2,316 | 2,316 | Direct |
| 2022-02-21 | 3,126 | 3,126 | Direct |
| 2023-02-20 | 3,666 | 3,666 | Direct |
| 2024-02-19 | 3,876 | 3,876 | Direct |
| 2025-02-17 | 3,726 | 3,726 | Direct |
| 2026-02-18 | 6,973 | 6,973 | Direct |
| 2027-02-16 | 6,552 | 6,552 | Direct |
| 2028-03-05 | 6,662 | 6,662 | Direct |
Footnotes
- 1,563 options became exercisable on February 22, 2014 and 1,563 options became exercisable on February 22, 2015.
- These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
