Filing Details
- Accession Number:
- 0001209191-18-029661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 18:16:56
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-11 18:16:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419625 | Apptio Inc | APTI | Services-Prepackaged Software (7372) | 261175252 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685070 | Lawrence Blasko | 11100 Ne 8Th Street, Suite 600 Bellevue WA 98004 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-05-09 | 29,000 | $0.00 | 88,981 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2018-05-09 | 7,900 | $0.00 | 96,881 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-05-09 | 36,900 | $32.03 | 59,981 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2018-05-09 | 29,000 | $0.00 | 29,000 | $0.72 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-05-09 | 29,000 | $0.00 | 29,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-05-09 | 29,000 | $0.00 | 29,000 | $0.00 |
| Class B Common Stock | Stock Option (right to buy) | Disposition | 2018-05-09 | 7,900 | $0.00 | 7,900 | $0.86 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2018-05-09 | 7,900 | $0.00 | 7,900 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2018-05-09 | 7,900 | $0.00 | 7,900 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,000 | 2019-09-16 | No | 4 | M | Direct | |
| 29,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2020-02-18 | No | 4 | M | Direct | |
| 7,900 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
- Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 29,581 shares of Class A Common Stock.
- Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 37,481 shares of Class A Common Stock.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.82 to $32.42. Thereporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- Includes 59,400 RSUs that represent contingent rights to receive 59,400 shares of the Issuer's Class A Common Stock upon settlement and 581 shares of Class A Common Stock.
- The option became fully vested and exercisable on September 14, 2013.
- Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
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