Filing Details

Accession Number:
0001437749-18-009643
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-11 17:42:11
Reporting Period:
2018-05-04
Accepted Time:
2018-05-11 17:42:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265572 Kona Grill Inc KONA Retail-Eating Places (5812) 200216690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453410 Berke Bakay 15059 North Scottsdale Road, Suite 300
Scottsdale AZ 85254
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-04 492,997 $1.79 492,997 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 152,602 Indirect By Trust
Common Stock 1,330,000 Indirect By BBS Capital Fund, LP
Footnotes
  1. Shares held by the Bakay Family Trust for the benefit of the Reporting Person's children
  2. On May 2, 2018, Kona Grill, Inc. (the "Company") entered into a Subscription Agreement with the Reporting Person, pursuant to which the Reporting Person agreed to acquire 492,997 shares of the Company's common stock at a purchase price of $1.785 per share, which is equal to 105% of the most recent closing bid price of the Company's common stock prior to entry into the Subscription Agreement. The transaction closed on May 4, 2018.