Filing Details
- Accession Number:
- 0001437749-18-009643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 17:42:11
- Reporting Period:
- 2018-05-04
- Accepted Time:
- 2018-05-11 17:42:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1265572 | Kona Grill Inc | KONA | Retail-Eating Places (5812) | 200216690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453410 | Berke Bakay | 15059 North Scottsdale Road, Suite 300 Scottsdale AZ 85254 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-04 | 492,997 | $1.79 | 492,997 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 152,602 | Indirect | By Trust |
Common Stock | 1,330,000 | Indirect | By BBS Capital Fund, LP |
Footnotes
- Shares held by the Bakay Family Trust for the benefit of the Reporting Person's children
- On May 2, 2018, Kona Grill, Inc. (the "Company") entered into a Subscription Agreement with the Reporting Person, pursuant to which the Reporting Person agreed to acquire 492,997 shares of the Company's common stock at a purchase price of $1.785 per share, which is equal to 105% of the most recent closing bid price of the Company's common stock prior to entry into the Subscription Agreement. The transaction closed on May 4, 2018.