Filing Details

Accession Number:
0001388961-18-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-11 17:20:42
Reporting Period:
2018-05-09
Accepted Time:
2018-05-11 17:20:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1068875 Blucora Inc. BCOR Finance Services (6199) 911718107
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388961 S John Clendening 6333 N State Highway 161, Ste 600
Irving TX 75038
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-09 25,916 $4.98 624,392 No 4 M Direct
Common Stock Disposition 2018-05-09 1,216 $27.65 623,176 No 4 S Direct
Common Stock Disposition 2018-05-09 24,100 $29.13 599,076 No 4 S Direct
Common Stock Disposition 2018-05-09 600 $29.79 598,476 No 4 S Direct
Common Stock Disposition 2018-05-09 500 $27.66 597,976 No 4 S Direct
Common Stock Disposition 2018-05-09 9,000 $29.09 588,976 No 4 S Direct
Common Stock Disposition 2018-05-09 100 $29.65 588,876 No 4 S Direct
Common Stock Acquisiton 2018-05-10 70,834 $4.98 659,710 No 4 M Direct
Common Stock Disposition 2018-05-10 34,377 $32.90 625,333 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-05-09 25,916 $0.00 25,916 $4.98
Common Stock Stock Option (Right to Buy) Disposition 2018-05-10 70,834 $0.00 70,834 $4.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
557,000 2023-04-04 No 4 M Direct
486,166 2023-04-04 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $27.15 to $28.05. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
  3. The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $28.60 to $29.60. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
  4. The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $29.65 to $30.15. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
  5. Represents a "net exercise" of outstanding stock options. The reporting person received 36,457 shares of common stock on net exercise of option to purchase 70,834 shares of common stock. The reporting person forfeited 34,377 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 10, 2018 of $32.90
  6. 15% of the total option vested on April 4, 2016. The remainder vested 33.33% on April 4, 2017, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on April 4, 2019.