Filing Details
- Accession Number:
- 0001388961-18-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 17:20:42
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-11 17:20:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1068875 | Blucora Inc. | BCOR | Finance Services (6199) | 911718107 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388961 | S John Clendening | 6333 N State Highway 161, Ste 600 Irving TX 75038 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-09 | 25,916 | $4.98 | 624,392 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-09 | 1,216 | $27.65 | 623,176 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-09 | 24,100 | $29.13 | 599,076 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-09 | 600 | $29.79 | 598,476 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-09 | 500 | $27.66 | 597,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-09 | 9,000 | $29.09 | 588,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-09 | 100 | $29.65 | 588,876 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-05-10 | 70,834 | $4.98 | 659,710 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-10 | 34,377 | $32.90 | 625,333 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-09 | 25,916 | $0.00 | 25,916 | $4.98 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-10 | 70,834 | $0.00 | 70,834 | $4.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
557,000 | 2023-04-04 | No | 4 | M | Direct | |
486,166 | 2023-04-04 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017.
- The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $27.15 to $28.05. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $28.60 to $29.60. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $29.65 to $30.15. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide the full information regarding the number of shares sold at each separate price.
- Represents a "net exercise" of outstanding stock options. The reporting person received 36,457 shares of common stock on net exercise of option to purchase 70,834 shares of common stock. The reporting person forfeited 34,377 shares of common stock underlying the option in payment of the exercise price and applicable tax withholding, using the closing stock price on May 10, 2018 of $32.90
- 15% of the total option vested on April 4, 2016. The remainder vested 33.33% on April 4, 2017, and approximately 16.67% vests at the end of each six-month period thereafter, such that the option will be fully vested on April 4, 2019.