Filing Details
- Accession Number:
- 0001209191-18-029615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 17:00:54
- Reporting Period:
- 2018-05-10
- Accepted Time:
- 2018-05-11 17:00:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1253689 | Glycomimetics Inc | GLYC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219855 | James M Barrett | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-10 | 216,046 | $0.33 | 4,706,797 | No | 4 | X | Indirect | See Note 1 |
Common Stock | Disposition | 2018-05-10 | 4,006 | $17.81 | 4,702,791 | No | 4 | S | Indirect | See Note 1 |
Common Stock | Acquisiton | 2018-05-10 | 298,406 | $0.33 | 5,001,197 | No | 4 | X | Indirect | See Note 1 |
Common Stock | Disposition | 2018-05-10 | 5,533 | $17.81 | 4,995,664 | No | 4 | S | Indirect | See Note 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Note 1 |
No | 4 | S | Indirect | See Note 1 |
No | 4 | X | Indirect | See Note 1 |
No | 4 | S | Indirect | See Note 1 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2018-05-10 | 216,046 | $0.00 | 216,046 | $0.33 |
Common Stock | Warrant to Purchase Common Stock (right to buy) | Disposition | 2018-05-10 | 298,406 | $0.00 | 298,406 | $0.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-07-03 | 2018-07-03 | No | 4 | X | Indirect |
0 | 2009-01-16 | 2019-01-16 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,093,377 | Indirect | See Note 4 |
Footnotes
- The Reporting Person is a general partner of NEA Partners 10, Limited Partnership ("NEA Partners 10"), NEA Partners 10 is the sole general partner of New Enterprise Associates 10, Limited Partnership ("NEA 10"), the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which the Reporting Person has no pecuniary interest.
- On May 10, 2018, NEA 10 exercised warrants to purchase a total of 216,046 shares of the Issuer's common stock for $0.33 a share. NEA 10 paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,006 of the warrant shares to pay the exercise price and issuing 212,040 shares to NEA 10. The Issuer also paid cash to NEA 10 in lieu of any fractional shares to be issued upon exercise of the warrants.
- On May 10, 2018, NEA 10 exercised warrants to purchase a total of 298,406 shares of the Issuer's common stock for $0.33 a share. NEA 10 paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,533 of the warrant shares to pay the exercise price and issuing 292,873 shares to NEA 10. The Issuer also paid cash to NEA 10 in lieu of any fractional shares to be issued upon exercise of the warrants.
- The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of New Enterprise Associates 13, L.P. ("NEA 13"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securitites Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 13 shares in which the Reporting Person has no pecuniary interest.