Filing Details

Accession Number:
0001209191-18-029614
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-11 17:00:23
Reporting Period:
2018-05-10
Accepted Time:
2018-05-11 17:00:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1253689 Glycomimetics Inc GLYC () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1132326 P L 10 Associates Enterprise New 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1236049 P L 10 Partners Nea 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-10 216,046 $0.33 4,706,797 No 4 X Direct
Common Stock Disposition 2018-05-10 4,006 $17.81 4,702,791 No 4 S Direct
Common Stock Acquisiton 2018-05-10 298,406 $0.33 5,001,197 No 4 X Direct
Common Stock Disposition 2018-05-10 5,533 $17.81 4,995,664 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2018-05-10 216,046 $0.00 216,046 $0.33
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2018-05-10 298,406 $0.00 298,406 $0.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-07-03 2018-07-03 No 4 X Direct
0 2009-01-16 2019-01-16 No 4 X Direct
Footnotes
  1. The shares are directly held by New Enterprise Associates 10, Limited Partnership ("NEA 10") and indirectly held by NEA Partners 10, Limited Partnership ("NEA Partners 10"), the sole general partner of NEA 10, and the individual general partners of NEA Partners 10 (NEA Partners 10 and its individual general partners together, the "Indirect Reporting Persons"). The individual general partners of NEA Partners 10 are Peter J. Barris, M. James Barrett and Scott D. Sandell. Each Indirect Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 10 shares in which such Indirect Reporting Person has no pecuniary interest.
  2. On May 10, 2018, NEA 10 exercised warrants to purchase a total of 216,046 shares of the Issuer's common stock for $0.33 a share. NEA 10 paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 4,006 of the warrant shares to pay the exercise price and issuing 212,040 shares to NEA 10. The Issuer also paid cash to NEA 10 in lieu of any fractional shares to be issued upon exercise of the warrants.
  3. On May 10, 2018, NEA 10 exercised warrants to purchase a total of 298,406 shares of the Issuer's common stock for $0.33 a share. NEA 10 paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 5,533 of the warrant shares to pay the exercise price and issuing 292,873 shares to NEA 10. The Issuer also paid cash to NEA 10 in lieu of any fractional shares to be issued upon exercise of the warrants.