Filing Details
- Accession Number:
- 0001437749-18-009486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-10 19:13:19
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-10 19:13:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559909 | Harvest Capital Credit Corp | HCAP | Security Brokers, Dealers & Flotation Companies (6211) | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1302350 | Jmp Group Llc | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No | |
1631823 | Jmp Investment Holdings Llc | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-09 | 3,000 | $10.18 | 988,626 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-10 | 2,235 | $10.06 | 990,861 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
- Reflects securities owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.