Filing Details

Accession Number:
0001077183-18-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-10 17:53:07
Reporting Period:
2018-05-10
Accepted Time:
2018-05-10 17:53:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591976 A Steven Ross 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-10 33,667 $4.78 38,167 No 4 M Direct
Common Stock Acquisiton 2018-05-10 26,666 $7.15 64,833 No 4 M Direct
Common Stock Acquisiton 2018-05-10 21,666 $7.52 86,499 No 4 M Direct
Common Stock Disposition 2018-05-10 81,999 $10.78 4,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-05-10 33,667 $4.78 33,667 $4.78
Common Stock Stock Option (Right to Buy) Disposition 2018-05-10 26,666 $7.15 26,666 $7.15
Common Stock Stock Option (Right to Buy) Disposition 2018-05-10 21,666 $7.52 21,666 $7.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-05-06 2020-05-06 No 4 X Direct
13,334 2017-04-20 2021-04-20 No 4 X Direct
43,334 2018-04-28 2022-04-28 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $8.03 2019-02-26 2023-02-26 72,500 72,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-26 72,500 72,500 Direct
Footnotes
  1. On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Mr. Ross exercised 26,666 of these options in May 2018, leaving a balance of 13,334 options.
  2. On April 28, 2017, Mr. Ross was granted 65,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. Mr. Ross exercised 21,666 of these options in May 2018, leaving a balance of 43,334 options.
  3. On February 26, 2018, Mr. Ross was granted 72,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.