Filing Details
- Accession Number:
- 0001645572-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-10 16:29:13
- Reporting Period:
- 2018-05-08
- Accepted Time:
- 2018-05-10 16:29:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1645572 | V Brik Eyre | One Baxter Parkway Deerfield IL 60015 | Svp, President, Americas | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2018-05-08 | 20,000 | $37.38 | 101,474 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2018-05-08 | 36,359 | $69.61 | 65,115 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-05-08 | 4,414 | $0.00 | 4,414 | $37.38 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2018-05-08 | 15,586 | $0.00 | 15,586 | $37.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-03 | 2025-03-03 | No | 4 | M | Direct |
| 35,828 | 2017-03-03 | 2025-03-03 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Eyre.
- Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Eyre with respect to certain vested stock options and restricted stock units previously granted by BII to Mr. Eyre.
- Price reflects weighted average sales price. Range of prices for transactions are $63.31 through $70.15. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.
Billionaire Hedge Funds
