Filing Details
- Accession Number:
- 0001614094-18-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-10 16:19:10
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2018-05-10 16:19:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447874 | K Matthew Fawcett | 1395 Crossman Ave Sunnyvale CA 94089 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-11-30 | 528 | $21.31 | 2,645 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2018-05-08 | 21,500 | $53.22 | 24,145 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-08 | 15,625 | $37.64 | 39,770 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-08 | 24,107 | $36.59 | 63,877 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-08 | 61,232 | $70.01 | 2,645 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-08 | 24,107 | $70.01 | 24,107 | $36.59 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-08 | 15,625 | $70.01 | 15,625 | $37.64 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-08 | 21,500 | $70.01 | 21,500 | $53.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,148 | 2021-06-02 | No | 4 | M | Direct | |
| 0 | 2020-06-02 | No | 4 | M | Direct | |
| 0 | 2018-05-31 | No | 4 | M | Direct |
Footnotes
- Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.
- The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
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