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Filing Details

Accession Number:: 0001209191-18-029289
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-10 16:57:57
Reporting Period:: 2018-05-08

Accepted Time:: 2018-05-10 16:57:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1660134	Okta Inc.	OKTA	Services-Prepackaged Software (7372)	264175727

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1700628	T Jonathan Runyan	C/O Okta, Inc. 301 Brannan Street San Francisco CA 94107	General Counsel And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2018-05-08	2,500	$0.00	2,500	No	4	C	Direct
Class A Common Stock	Disposition	2018-05-08	2,198	$47.48	302	No	4	S	Direct
Class A Common Stock	Disposition	2018-05-08	302	$47.87	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (Right to Buy)	Disposition	2018-05-08	2,500	$0.00	2,500	$3.11
Class A Common Stock	Class B Common Stock	Acquisiton	2018-05-08	2,500	$0.00	2,500	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-05-08	2,500	$0.00	2,500	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
95,001	2025-01-21	No	4	M	Direct
2,500		No	4	M	Direct
0		No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	45,038	Indirect	By Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common Stock	Employee Stock Option (Right to Buy)	$7.17	2025-08-27	19,792	19,792	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.62	2026-02-24	52,084	52,084	Direct
Class B Common Stock	Employee Stock Option (Right to Buy)	$8.97	2026-07-29	200,000	200,000	Direct
Class A Common Stock	Employee Stock Option (Right to Buy)	$39.21	2028-03-21	52,000	52,000	Direct
Class A Common Stock	Restricted Stock Units	$0.00		22,500	22,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2025-08-27	19,792	19,792	Direct
2026-02-24	52,084	52,084	Direct
2026-07-29	200,000	200,000	Direct
2028-03-21	52,000	52,000	Direct
	22,500	22,500	Direct

Footnotes

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.85 to $47.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.86 to $47.90 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
25% of the shares subject to the option vested on January 20, 2016 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on August 1, 2015, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
The shares subject to the option shall vest in 48 equal monthly installments beginning on February 1, 2016, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
20% of the shares subject to the option vested on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each vesting date. The option is early exercisable by the Reporting Person.
25% of the shares subject to the option shall vest on February 1, 2019 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.
25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.