Filing Details

Accession Number:
0001012975-18-000404
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-10 16:41:09
Reporting Period:
2018-05-08
Accepted Time:
2018-05-10 16:41:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296466 M Richard Mcvey C/O Marketaxess Holdings Inc.
299 Park Avenue
New York NY 10171
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-08 2,500 $201.94 1,078,202 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-08 10,758 $203.02 1,067,444 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-08 3,797 $203.82 1,063,647 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-08 1,100 $204.56 1,062,547 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-09 4,937 $202.42 1,057,610 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-09 10,032 $203.42 1,047,578 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-09 1,002 $204.33 1,046,576 No 4 S Direct
Common Stock, Par Value $0.003 Per Share Disposition 2018-05-09 874 $206.03 1,045,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. The transaction was executed in multiple trades at prices ranging from $201.45 to $202.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. The transaction was executed in multiple trades at prices ranging from $202.46 to $203.40. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. The transaction was executed in multiple trades at prices ranging from $203.47 to $204.29. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  5. The transaction was executed in multiple trades at prices ranging from $204.55 to $204.60. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  6. The transaction was executed in multiple trades at prices ranging from $201.96 to $202.96. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  7. The transaction was executed in multiple trades at prices ranging from $202.98 to $203.93. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  8. The transaction was executed in multiple trades at prices ranging from $204.02 to $205.02. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  9. The transaction was executed in multiple trades at prices ranging from $205.89 to $206.43. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.