Filing Details

Accession Number:
0001209191-18-029260
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-10 16:31:30
Reporting Period:
2018-05-08
Accepted Time:
2018-05-10 16:31:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604174 Eagle Point Credit Co Inc. ECC () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492068 Trident V Parallel Fund, L.p. Stone Point Capital Llc
20 Horseneck Lane
Greenwich CT 06830
No No Yes No
1621505 Trident Capital V-Pf, L.p. C/O Stone Point Capital
20 Horseneck Lane
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2018-05-08 1,119,825 $17.94 2,339,901 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This Form 4 is being filed jointly by Trident V Parallel Fund, L.P. ("Trident V Parallel") and Trident Capital V-PF, L.P. ("Trident V Parallel GP"). Trident V Parallel GP, as the general partner of Trident V Parallel, may be deemed a beneficial owner of securities held by Trident V Parallel, but disclaims such beneficial ownership except to the extent of Trident V Parallel GP's pecuniary interest therein. The reporting persons' beneficial ownership of Issuer securities disclosed herein does not include those Issuer securities held by Eagle Point Credit Management LLC ("EPCM"), the Issuer's investment advisor. As from May 8, 2018, each reporting person disclaims beneficial ownership of Issuer securities held by EPCM.
  2. These shares were sold in multiple transactions and the price reported is a weighted average. The sale price ranged from $17.49425 to $18.41500 per share. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.