Filing Details
- Accession Number:
- 0001140361-18-022801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-10 16:29:30
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-10 16:29:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1601016 | Raymond Mark Gerke | 11200 W Plank Court Wauwatosa WI 53226 | Cfo / Sr. Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-09 | 100 | $17.50 | 34,492 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-09 | 1,200 | $17.55 | 33,292 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-09 | 200 | $17.58 | 33,092 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-09 | 1,500 | $17.60 | 31,592 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-09 | 200 | $17.63 | 31,392 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-09 | 300 | $17.65 | 31,092 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,442 | Indirect | By ESOP |
| Common Stock | 1,258 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | $1.73 | 2014-01-27 | 2022-01-04 | 3,292 | 3,292 | Direct |
| Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $14.98 | 2016-06-21 | 2026-06-20 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-01-04 | 3,292 | 3,292 | Direct |
| 2025-03-04 | 10,000 | 10,000 | Direct |
| 2026-06-20 | 10,000 | 10,000 | Direct |
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