Filing Details

Accession Number:
0000899243-18-012053
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-09 12:58:16
Reporting Period:
2018-05-08
Accepted Time:
2018-05-09 12:58:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577476 Iii Davis Russell Carter P.o. Box 966
Conway AR 72033
Centennial Bank Regional Pres. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-08 3,500 $23.67 16,259 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted 10,000 Direct
Common Stock - Performance Based 10,000 Direct
Common Stock 5,806 Indirect By 401(k)
Common Stock 5,234 Indirect Held by IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Stock Option $18.46 2025-08-23 40,000 40,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-08-23 40,000 40,000 Direct
Footnotes
  1. Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date.
  2. The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and will therefore begin vesting in 33 1/3% installments on December 31, 2019.
  3. Reflects the dollar value of the reporting person's units in a unitized stock fund under the Home BancShares, Inc. 401(k) Plan as of May 7, 2018, divided by the closing price of Home BancShares common stock on that date. The unitized stock fund consists of Home BancShares common stock and a reserve of cash in amounts that vary from time to time.
  4. Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.