Filing Details
- Accession Number:
- 0000073124-18-000210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-08 18:39:22
- Reporting Period:
- 2018-05-07
- Accepted Time:
- 2018-05-08 18:39:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322843 | B Aileen Blake | 50 South Lasalle Street Chicago IL 60603 | Evp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-07 | 1,000 | $105.49 | 12,585 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2018-05-07 | 6,163 | $60.85 | 18,501 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-07 | 6,163 | $105.10 | 12,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-08 | 925 | $0.00 | 11,660 | No | 5 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2018-05-07 | 6,163 | $0.00 | 6,163 | $60.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-02-10 | 2024-02-10 | No | 4 | M | Direct |
Footnotes
- Price reflects the weighted average sales price from $105.49 to $105.52. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- Includes 12,338 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- Price reflects the weighted average sales price from $105.05 to $105.18. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- This option became exercisable in four equal annual installments beginning 2/10/2015.