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Filing Details

Accession Number:: 0001140361-18-022231
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-08 16:41:56
Reporting Period:: 2018-05-04

Accepted Time:: 2018-05-08 16:41:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1561387	Health Insurance Innovations Inc.	HIIQ	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1411509	John Fichthorn	119 Rowayton Avenue Norwalk CT 06853		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-05-04	3,000	$26.65	3,000	No	4	P	Direct
Common Stock	Acquisiton	2018-05-04	2,000	$26.64	5,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	82,258	Indirect	Held by BRC Partners Opportunity Fund, LP
Common Stock	211,000	Indirect	Held by Dialectic Antithesis Partners, LP

Footnotes

BR Dialectic Capital Management, LLC is the investment manager of Dialectic Antithesis Partners, LP and, as such, shares voting and dispositive power over the securities held by Dialectic Antithesis Partners, LP. B. Riley Capital Management, LLC is the investment manager of BRC Partners Opportunity Fund, LP (the "BRC Opportunity Fund") and, as such, shares voting and dispositive power over the securities held by the BRC Opportunity Fund. The Reporting Person is a portfolio manager for BR Dialectic Capital Management, LLC and B. Riley Capital Management, LLC and therefore shares voting and dispositive power over the securities, but the Reporting Person disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own. BR Dialectic Capital Management, LLC and B. Riley Capital Management, LLC are wholly owned subsidiaries of B. Riley Financial, Inc., a publicly traded Delaware corporation (NasdaqCM: RILY).
Represents 54,542 fewer shares than the 136,800 shares reported for the BRC Opportunity Fund on the Reporting Person's Form 3 filed on December 22, 2017, due to a fund reorganization following the date of the Form 3. As a result of the reorganization, BRC Partners Opportunity Fund ceased to hold 54,542 of the originally reported shares, and the Reporting Person does not have voting or dispositive power over securities owned by the successor fund. The Reporting Person did not have a pecuniary interest in the 54,542 shares now held by the successor fund.