Filing Details
- Accession Number:
- 0001181431-11-010398
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 16:31:24
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 16:31:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453589 | Travis Karr | 1380 Bordeaux Drive Sunnyvale CA 94089 | Vp, Gm Enterprise Storage Div | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-11 | 8,334 | $6.40 | 61,572 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 2,812 | $4.79 | 64,384 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 6,000 | $5.94 | 70,384 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-11 | 3,750 | $4.98 | 74,134 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 20,896 | $8.24 | 53,238 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-11 | 2,239 | $8.23 | 50,999 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-11 | 8,334 | $0.00 | 8,334 | $6.40 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-11 | 2,812 | $0.00 | 2,812 | $4.79 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-11 | 6,000 | $0.00 | 6,000 | $5.94 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-11 | 3,750 | $0.00 | 3,750 | $4.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-02 | No | 4 | M | Direct | |
| 12,188 | 2018-03-04 | No | 4 | M | Direct | |
| 10,000 | 2018-10-07 | No | 4 | M | Direct | |
| 46,875 | 2019-03-03 | No | 4 | M | Direct |
Footnotes
- Includes 2,239 shares acquired on 2/10/2011 pursuant to the 1991 Employee Stock Purchase Plan.
- One-fourth of the shares subject to the option vested on January 2, 2008 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vested on March 4, 2009 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vested on October 7, 2009 and one forty-eighth of the shares shall vest monthly thereafter.
- One-fourth of the shares subject to the option vested on March 3, 2010 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
