Filing Details
- Accession Number:
- 0001181431-11-010390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 16:28:28
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 16:28:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296328 | Varadarajan Srinivasan | 3975 Freedom Circle 9Th Floor Santa Clara CA 95054 | Vice President And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-11 | 3,457 | $11.97 | 112,494 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-11 | 8,216 | $15.15 | 120,710 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-11 | 1,924 | $13.93 | 122,634 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-11 | 13,597 | $40.04 | 109,037 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (right to buy) | Disposition | 2011-02-11 | 3,457 | $0.00 | 3,457 | $11.97 |
Common Shares | Stock Option (right to buy) | Disposition | 2011-02-11 | 8,216 | $0.00 | 8,216 | $15.15 |
Common Shares | Stock Option (right to buy) | Disposition | 2011-02-11 | 1,924 | $0.00 | 23,100 | $13.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
0 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
21,176 | 2009-01-07 | 2018-01-06 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 1,297 shares of common stock at an exercise price of $23.94 per share, was adjusted to 3,457 shares of common stock at an exercise price of $11.97 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 4,108 shares of common stock at an exercise price of $30.29 per share, was adjusted to 8,216 shares of common stock at an exercise price of $15.145 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 11,550 shares of common stock at an exercise price of $27.86 per share, was adjusted to 23,100 shares of common stock at an exercise price of $13.93 per share.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $40.00 to $40.121. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.