Filing Details
- Accession Number:
- 0001225208-18-008853
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-07 21:35:59
- Reporting Period:
- 2018-05-07
- Accepted Time:
- 2018-05-07 21:35:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204551 | A Michael Mussallem | One Edwards Way Irvine CA 92614 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-07 | 19,800 | $44.62 | 61,131 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-05-07 | 13,000 | $42.73 | 74,131 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-07 | 1,871 | $135.79 | 72,260 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-07 | 30,929 | $136.40 | 41,331 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2018-05-07 | 13,000 | $0.00 | 13,000 | $42.73 |
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2018-05-07 | 19,800 | $0.00 | 19,800 | $44.62 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
319,800 | 2012-06-09 | 2019-05-08 | No | 4 | M | Direct |
0 | 2011-06-12 | 2018-05-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 123,931 | Indirect | 401(k) |
Common Stock | 698,095 | Indirect | By Living Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2017.
- This transaction was executed in multiple trades at prices ranging from $135.06 to $136.0550. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $136.0750 to $137.1950. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares represented on the most recent statement of Issuer's 401(k) Plan Administrator where a unitized accounting procedure is utilized to convert the equity to share equivalents.