Filing Details

Accession Number:
0001225208-18-008845
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-07 17:09:09
Reporting Period:
2018-05-07
Accepted Time:
2018-05-07 17:09:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1621886 R David Garfield 211 Main Street
San Francisco CA 94105
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-07 14,988 $26.39 33,084 No 4 M Direct
Common Stock Acquisiton 2018-05-07 12,786 $30.17 45,870 No 4 M Direct
Common Stock Acquisiton 2018-05-07 9,556 $42.99 55,426 No 4 M Direct
Common Stock Disposition 2018-05-07 9,556 $57.01 45,870 No 4 S Direct
Common Stock Disposition 2018-05-07 12,786 $57.01 33,084 No 4 S Direct
Common Stock Disposition 2018-05-07 14,988 $57.01 18,096 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2018-05-07 14,988 $0.00 14,988 $26.39
Common Stock Nonqualified Stock Option (right to buy) Disposition 2018-05-07 9,556 $0.00 9,556 $42.99
Common Stock Nonqualified Stock Option (right to buy) Disposition 2018-05-07 12,786 $0.00 12,786 $30.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,977 2017-03-01 2026-03-01 No 4 M Direct
28,671 2018-03-01 2027-03-01 No 4 M Direct
12,786 2016-03-02 2025-03-02 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.