Filing Details
- Accession Number:
- 0001209191-18-028286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-07 16:06:16
- Reporting Period:
- 2018-05-03
- Accepted Time:
- 2018-05-07 16:06:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325697 | J Deborah Andrews | 1911 Walker Avenue Monrovia CA 91016 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-03 | 13,331 | $2.91 | 28,998 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-03 | 13,331 | $17.60 | 15,667 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-07 | 25,000 | $5.68 | 40,667 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2018-05-03 | 13,331 | $0.00 | 13,331 | $2.91 |
| Common Stock | Common Stock | Disposition | 2018-05-07 | 25,000 | $0.00 | 25,000 | $5.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-05-15 | 2018-05-14 | No | 4 | M | Direct |
| 0 | 2013-12-15 | 2020-12-14 | No | 4 | M | Direct |
Footnotes
- These stock options became exercisable in three equal annual installments on May 15, 2009, May 15, 2010, and May 15, 2011.
- These stock options became exercisable in three equal annual installments on December 15, 2011, December 15, 2012, and December 15, 2013.
Billionaire Hedge Funds
