Filing Details
- Accession Number:
- 0001480248-11-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 16:16:12
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 16:16:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1437763 | John Jeffrey Ford | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vp, Gm, Asia | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-02-11 | 122,400 | $1.66 | 130,038 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2011-02-11 | 24,480 | $1.66 | 163,518 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-02-11 | 146,880 | $10.85 | 16,638 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-02-11 | 122,400 | $0.00 | 122,400 | $1.66 |
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2011-02-11 | 24,480 | $0.00 | 22,480 | $1.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-07 | No | 4 | M | Direct | |
| 0 | 2017-07-27 | No | 4 | M | Direct |
Footnotes
- Of these options, one fourth vested on July 7, 2007, the first anniversary of the date of grant, and the balance vested in equal monthly installments of 1/48th of the total each month subsequent to July 2007.
- Of these options, one fourth vested on July 27, 2007, the first anniversary of the date of grant, and the balance vested in equal monthly installments of 1/48th of the total each month subsequent to July 2007.
Billionaire Hedge Funds
