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Filing Details

Accession Number:: 0001179110-18-006362
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-07 09:42:25
Reporting Period:: 2018-05-03

Accepted Time:: 2018-05-07 09:42:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1575630	Chris Akhavan	C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103	Chief Revenue Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-05-03	110,184	$2.74	275,908	No	4	M	Direct
Common Stock	Disposition	2018-05-03	110,184	$5.00	165,724	No	4	S	Direct
Common Stock	Acquisiton	2018-05-04	102,316	$2.74	268,040	No	4	M	Direct
Common Stock	Disposition	2018-05-04	102,316	$5.02	165,724	No	4	S	Direct
Common Stock	Acquisiton	2018-05-04	89,145	$2.91	254,869	No	4	M	Direct
Common Stock	Disposition	2018-05-04	89,145	$5.02	165,724	No	4	S	Direct
Common Stock	Acquisiton	2018-05-04	37,500	$2.43	203,224	No	4	M	Direct
Common Stock	Disposition	2018-05-04	37,500	$5.02	165,724	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2018-05-03	110,184	$0.00	110,184	$2.74
Common Stock	Stock Option (right to buy)	Disposition	2018-05-04	102,316	$0.00	102,316	$2.74
Common Stock	Stock Option (right to buy)	Disposition	2018-05-04	89,145	$0.00	89,145	$2.91
Common Stock	Stock Option (right to buy)	Disposition	2018-05-04	37,500	$0.00	37,500	$2.43

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
102,316	2019-05-14	No	4	M	Direct
0	2019-05-14	No	4	M	Direct
0	2019-10-08	No	4	M	Direct
0	2019-06-11	No	4	M	Direct

Footnotes

The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Akhavan entered into on November 10, 2017.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.00 to $5.015. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.00 to $5.06. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on April 22, 2014, the first anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on October 8, 2014, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.
The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on June 11, 2014, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.