Filing Details
- Accession Number:
- 0001271163-18-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-04 19:46:43
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-04 19:46:43
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series C Cumulative Puttable And Callable Preferred Shares | Disposition | 2018-05-02 | 268 | $52.00 | 0 | No | 4 | S | Indirect | GPJ Retirement Partners |
| Series C Cumulative Puttable And Callable Preferred Shares | Disposition | 2018-05-02 | 268 | $52.00 | 268 | No | 4 | S | Indirect | Investment Partnerships |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | GPJ Retirement Partners |
| No | 4 | S | Indirect | Investment Partnerships |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series C Cumulative Puttable And Callable Preferred Shares | 38,939 | Direct | |
| Series C Cumulative Puttable And Callable Preferred Shares | 1,346 | Indirect | Trust Accounts |
| Series C Cumulative Puttable And Callable Preferred Shares | 225,000 | Indirect | E3M 2016, LLC |
Footnotes
- The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- Shares were owned by MJG Associates and Gabelli Fund, LDC. MJG Associates provides advisory services to private investment partnerships and offshore funds. Mario Gabelli is the sole shareholder, director and employee of MJG Associates. MJG Associates is the investment adviser of Gabelli Fund, LDC.
- The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.
- E3M 2016 is a limited liability company owned entirely by Mr. Gabelli.
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