Filing Details
- Accession Number:
- 0001562180-18-002306
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-04 18:10:57
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-04 18:10:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575523 | C Philip Cox | 3005 Tasman Drive Santa Clara CA 95054 | Head Emea India & President,Uk | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-02 | 265 | $0.00 | 6,021 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-02 | 217 | $0.00 | 6,238 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-02 | 232 | $107.98 | 6,470 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-02 | 906 | $105.18 | 7,376 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-02 | 102 | $306.01 | 7,274 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-02 | 125 | $306.01 | 7,149 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-02 | 604 | $304.75 | 6,545 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-02 | 84 | $304.75 | 6,461 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2018-05-02 | 265 | $0.00 | 265 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2018-05-02 | 217 | $0.00 | 217 | $0.00 |
| Common Stock | Stock Option | Disposition | 2018-05-02 | 232 | $0.00 | 232 | $107.98 |
| Common Stock | Stock Option | Disposition | 2018-05-02 | 906 | $0.00 | 906 | $105.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 530 | 2023-05-02 | No | 4 | M | Direct | |
| 648 | 2024-05-02 | No | 4 | M | Direct | |
| 0 | 2021-04-29 | No | 4 | M | Direct | |
| 1,810 | 2023-05-02 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- 25%/4yr beginning on 02-May-2017.
- 25%/4yr beginning on 02-May-2018.
- 25%/4yr beginning on 29-Apr-2015.
Billionaire Hedge Funds
