Filing Details
- Accession Number:
- 0001562180-18-002297
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-04 18:06:20
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-04 18:06:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398582 | Michael Descheneaux | 3005 Tasman Drive Santa Clara CA 95054 | President, Silicon Valley Bank | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-02 | 515 | $0.00 | 18,529 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-05-02 | 7,325 | $71.11 | 25,854 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-05-02 | 2,000 | $107.98 | 27,854 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-05-02 | 2,000 | $129.81 | 29,854 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-05-02 | 708 | $0.00 | 30,562 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-02 | 320 | $306.01 | 30,242 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-05-02 | 233 | $306.01 | 30,009 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-05-02 | 4,100 | $300.37 | 25,909 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-02 | 2,000 | $301.33 | 23,909 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-02 | 1,100 | $302.39 | 22,809 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-02 | 900 | $303.59 | 21,909 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-02 | 3,200 | $300.89 | 18,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-05-02 | 25 | $303.89 | 18,684 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2018-05-02 | 708 | $0.00 | 708 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2018-05-02 | 515 | $0.00 | 515 | $0.00 |
Common Stock | Stock Option | Disposition | 2018-05-02 | 2,000 | $0.00 | 2,000 | $129.81 |
Common Stock | Stock Option | Disposition | 2018-05-02 | 2,000 | $0.00 | 2,000 | $107.98 |
Common Stock | Stock Option | Disposition | 2018-05-02 | 7,325 | $0.00 | 7,325 | $71.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,414 | 2023-05-02 | No | 4 | M | Direct | |
1,545 | 2024-05-02 | No | 4 | M | Direct | |
4,495 | 2022-05-01 | No | 4 | M | Direct | |
8,711 | 2021-04-29 | No | 4 | M | Direct | |
4,000 | 2020-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 320 | Indirect | By 401(k)/ESOP |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
- 25%/4yr beginning on 02-May-2018.
- 25%/4yr beginning on 01-May-2016.
- 25%/4yr beginning on 29-Apr-2015.
- 25%/4yr beginning on 30-Apr-2014.
- These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2018.
- Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
- This transaction was executed in multiple trades at prices ranging from $299.81 to $300.79; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $301.08 to $301.76; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $302.16 to $302.82; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $303.17 to $303.97; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $300.82 to $301.00; the price reported above reflects the weighted average sale price.
- 25%/4yr beginning on 02-May-2017.