Filing Details
- Accession Number:
- 0001141391-18-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-04 17:53:59
- Reporting Period:
- 2018-05-03
- Accepted Time:
- 2018-05-04 17:53:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338914 | Ajay Banga | 2000 Purchase Street Purchase NY 10577-2509 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-05-03 | 139,020 | $24.04 | 355,411 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2018-05-03 | 100,000 | $42.04 | 455,411 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-05-03 | 32,112 | $184.56 | 423,299 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-05-03 | 88,365 | $185.38 | 334,934 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-05-03 | 80,444 | $186.51 | 254,490 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-05-03 | 38,099 | $187.35 | 216,391 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-03 | 139,020 | $0.00 | 139,020 | $24.04 |
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-03 | 100,000 | $0.00 | 100,000 | $42.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-03-01 | No | 4 | M | Direct | |
152,600 | 2022-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 63,036 | Indirect | By GRAT |
Class A Common Stock | 2,574 | Indirect | By Trust |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on March 8, 2018.
- This transaction was executed in multiple trades at prices ranging from $183.95 to $184.94. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $184.95 to $185.94. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $185.95 to $186.94. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $186.95 to $187.89. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person was awarded 278,040 employee stock options on March 1, 2011, all of which previously vested in four equal installments.
- The reporting person was awarded 252,600 employee stock options on March 1, 2012, all of which previously vested in four equal installments.