Filing Details
- Accession Number:
- 0000095052-11-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 16:02:25
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 16:02:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132302 | Nevil Jw Thomas | C/O Elizabeth Arden, Inc. 2400 Sw 145 Avenue Miramar FL 33027 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.01 Par Value | Acquisiton | 2011-02-11 | 15,000 | $14.80 | 21,765 | No | 4 | M | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-02-11 | 12,400 | $29.80 | 9,365 | No | 4 | S | Direct | |
Common Stock, $.01 Par Value | Disposition | 2011-02-11 | 2,600 | $0.00 | 6,765 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-11 | 15,000 | $0.00 | 15,000 | $14.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-09-17 | 2011-09-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.01 Par Value | 106,238 | Indirect | See Footnote |
Common Stock, $.01 Par Value | 23,256 | Indirect | See Footnote |
Common Stock, $.01 Par Value | 5,119 | Indirect | See Footnote |
Common Stock, $.01 Par Value | 2,925 | Indirect | See Footnote |
Footnotes
- Reflects the weighted average price of 12,400 shares of common stock of the Issuer sold in multiple transactions on February 11, 2011 with the sale price ranging from $29.73 to $29.87 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Shares gifted to unaffiliated third parties.
- Held by Nevcorp, Inc., a company for which Mr. Thomas serves as Chief Executive Officer with voting and investment control over the shares, and which is owned by Mayfront Trust of which Mr. Thomas' spouse and two children are trustees. Mr. Thomas disclaims beneficial ownership as to these shares.
- Held by SET Holdings Corporation, a company owned and controlled by Mr. Thomas' spouse. Mr. Thomas disclaims beneficial ownership as to these shares.
- Held by Sandringham, Inc., a company owned and controlled by Mr. Thomas.
- Held by Mr. Thomas' spouse. Mr. Thomas disclaims beneficial ownership as to these shares.
- The option vested in three equal installments on September 17, 2002, September 17, 2003 and September 17, 2004.