Filing Details
- Accession Number:
- 0001181431-11-010356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 15:58:52
- Reporting Period:
- 2011-02-14
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 15:58:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
709283 | Quantum Corp | QTM | Computer Storage Devices (3572) | 942665054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1261887 | D Shawn Hall | C/O Quantum Corporation 1650 Technology Drive, Suite 800 San Jose CA 95110 | Senior Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-14 | 50,000 | $0.98 | 276,407 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-14 | 50,000 | $2.86 | 226,407 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-14 | 14,637 | $2.86 | 211,770 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-14 | 44,741 | $2.86 | 167,029 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options | Disposition | 2011-02-14 | 50,000 | $0.00 | 50,000 | $0.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,000 | 2010-07-01 | 2016-07-01 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of the stock options listed in Table II of this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2010.
- The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $2.84 to $2.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.