Filing Details
- Accession Number:
- 0001209191-18-027944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-04 07:42:24
- Reporting Period:
- 2018-05-03
- Accepted Time:
- 2018-05-04 07:42:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1720116 | Red Violet Inc. | RDVT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1636524 | Robert Swayman | C/O Red Violet, Inc. 2650 N. Military Trail, Suite 300 Boca Raton FL 33431 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-03 | 4,000 | $5.87 | 5,083 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,000 | Direct | |
Common Stock | 4,000 | Direct | |
Common Stock | 6,666 | Direct | |
Common Stock | 8,000 | Indirect | See Footnote |
Footnotes
- The shares were purchased in multiple transactions at prices ranging from $5.80 to $5.95, with a weighted average price per share of $5.87. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- Shares held through BSIG, LLC of which Mr. Swayman is a member.
- On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions.
- On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions.
- Shares held by a family trust of which Mr. Swayman serves as co-trustee.