Filing Details
- Accession Number:
- 0001209191-18-027925
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 20:29:28
- Reporting Period:
- 2018-05-01
- Accepted Time:
- 2018-05-03 20:29:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422995 | J. Markus Cappel | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Chief Bus. Officer & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-01 | 11,911 | $6.00 | 35,737 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-01 | 11,911 | $11.00 | 23,826 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-02 | 38,089 | $6.00 | 61,915 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-02 | 38,089 | $11.02 | 23,826 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-05-01 | 11,911 | $0.00 | 11,991 | $6.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2018-05-02 | 38,089 | $0.00 | 38,089 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,089 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
| 50,000 | 2008-09-10 | 2018-09-10 | No | 4 | M | Direct |
Footnotes
- Shares sold are associated with stock options that will expire in September 2018.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $11.00 to $11.03 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average sale price of the shares purchased. The shares were purchased in multiple trades at prices ranging from $11.00 to $11.20 per share. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- As of May 1, 2018, and prior to this transaction, the exercised options were fully vested.
- Not applicable.
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