Filing Details
- Accession Number:
- 0001164727-18-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 16:52:31
- Reporting Period:
- 2018-05-01
- Accepted Time:
- 2018-05-03 16:52:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536423 | J Gary Goldberg | 6363 South Fiddler'S Green Circle Greenwood Village CO 80111 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Disposition | 2018-05-01 | 4,000 | $38.74 | 559,788 | No | 4 | S | Indirect | By Gary J and Beth A Goldberg Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Gary J and Beth A Goldberg Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 518 | Indirect | By 401(k) Plan |
Common Stock, $1.60 Par Value | 138,533 | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $38.74 to $38.75. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- 248,040 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and his spouse on April 4, 2018.
- The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of April 30, 2018, the reporting person held 518 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.