Filing Details

Accession Number:
0001164727-18-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-03 16:52:31
Reporting Period:
2018-05-01
Accepted Time:
2018-05-03 16:52:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536423 J Gary Goldberg 6363 South Fiddler'S Green Circle
Greenwood Village CO 80111
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.60 Par Value Disposition 2018-05-01 4,000 $38.74 559,788 No 4 S Indirect By Gary J and Beth A Goldberg Revocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Gary J and Beth A Goldberg Revocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $1.60 Par Value 518 Indirect By 401(k) Plan
Common Stock, $1.60 Par Value 138,533 Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $38.74 to $38.75. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  3. 248,040 of these shares were previously reported as directly beneficially owned but were transferred to a revocable trust for the benefit of the reporting person and his spouse on April 4, 2018.
  4. The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of April 30, 2018, the reporting person held 518 shares or 1,908 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.