Filing Details
- Accession Number:
- 0001601712-18-000160
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 16:32:07
- Reporting Period:
- 2018-05-01
- Accepted Time:
- 2018-05-03 16:32:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614727 | M Thomas Quindlen | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-01 | 8,195 | $32.89 | 171,239 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-05-01 | 9,577 | $24.55 | 180,816 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-01 | 9,577 | $32.89 | 171,239 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2018-05-01 | 9,577 | $0.00 | 9,577 | $24.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,771 | 2024-09-17 | No | 4 | A | Direct |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.06. Information regarding the number of shares sold at each price will be provided upon request.
- The total reported in Column 5 bas been adjusted to include 5,025 dividend equivalent units that were previously reported on Table II.
- The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.