Filing Details
- Accession Number:
- 0001225208-11-005959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 15:35:42
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 15:35:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29915 | Dow Chemical Co | DOW | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 381285128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183694 | Fernando Ruiz | 2030 Dow Center Midland MI 48674 | Corporate Vp & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2011-02-11 | 6,630 | $0.00 | 47,450 | No | 4 | A | Direct | |
| Common | Acquisiton | 2011-02-15 | 29,223 | $9.53 | 76,673 | No | 4 | M | Direct | |
| Common | Disposition | 2011-02-15 | 6,779 | $38.27 | 69,894 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-15 | 7,279 | $38.27 | 62,615 | No | 4 | F | Direct | |
| Common | Disposition | 2011-02-15 | 15,165 | $37.97 | 47,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Non-Qualified Stock Option (right to buy) | Acquisiton | 2011-02-11 | 38,130 | $0.00 | 38,130 | $38.38 |
| Common | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-15 | 29,223 | $0.00 | 29,223 | $9.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,130 | 2021-02-11 | No | 4 | A | Direct | |
| 58,447 | 2019-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common | 6,563 | Indirect | By 401(k) Plan |
| Common | 1,593 | Indirect | By 401(k) Plan ESOP |
| Common | 56,324 | Indirect | By Trust |
Footnotes
- Granted under The Dow Chemical Company 1988 Award and Option Plan. The Plan provides for tax withholding rights.
- Deferred shares to be delivered in one installment on or about February 11, 2014 contingent upon continuation of employment.
- Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3.
- The options vest in three equal annual installments beginning on February 11, 2012.
- The options vest in three equal annual installments beginning on February 13, 2010.
Billionaire Hedge Funds
