Filing Details
- Accession Number:
- 0001490906-18-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 16:09:39
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-03 16:09:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490906 | Capitol Federal Financial Inc | CFFN | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560043 | G. Natalie Haag | C/O Capitol Federal Financial 700 Kansas Avenue Topeka KS 66601 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Cffn Common Stock | Acquisiton | 2018-05-02 | 787 | $12.52 | 50,746 | No | 4 | P | Direct | |
| Cffn Common Stock | Acquisiton | 2018-05-02 | 2,400 | $12.52 | 53,146 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Cffn Common Stock | 9,407 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Cffn Common Stock | CFFN phantom stock 2015 | $12.56 | 2018-12-31 | 2018-12-31 | 2,780 | 2,780 | Direct |
| Cffn Common Stock | CFFN Phantom Stock 2016 | $16.46 | 2019-12-31 | 2019-12-31 | 2,690 | 2,690 | Direct |
| Cffn Common Stock | CFFN Phantom Stock 2017 | $13.41 | 2021-01-02 | 2021-01-02 | 3,694 | 3,694 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-12-31 | 2,780 | 2,780 | Direct |
| 2019-12-31 | 2,690 | 2,690 | Direct |
| 2021-01-02 | 3,694 | 3,694 | Direct |
Footnotes
- The phantom stock units are acquired under the Issuer's Deferred Incentive Bonus Plan and settled in cash three years from the date of acquisition.
Billionaire Hedge Funds
