Filing Details
- Accession Number:
- 0001140361-18-021486
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 14:33:40
- Reporting Period:
- 2018-04-30
- Accepted Time:
- 2018-05-03 14:33:40
- Original Submission Date:
- 2018-05-02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 20639 | Ambase Corp | ABCP | Operators Of Nonresidential Buildings (6512) | 952962743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607925 | Iszo Capital Management Lp | 415 Madison Avenue, 14Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2018-04-30 | 200,500 | $0.45 | 9,896,451 | No | 4 | P | Indirect | By IsZo Capital LP |
| Common Stock, $0.01 Par Value | Acquisiton | 2018-05-01 | 75,000 | $0.50 | 9,971,451 | No | 4 | P | Indirect | By IsZo Capital LP |
| Common Stock, $0.01 Par Value | Acquisiton | 2018-05-02 | 121,500 | $0.52 | 10,092,951 | No | 4 | P | Indirect | By IsZo Capital LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IsZo Capital LP |
| No | 4 | P | Indirect | By IsZo Capital LP |
| No | 4 | P | Indirect | By IsZo Capital LP |
Footnotes
- This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
- Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.
Billionaire Hedge Funds
