Filing Details
- Accession Number:
- 0001140361-18-021478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 14:10:48
- Reporting Period:
- 2018-05-03
- Accepted Time:
- 2018-05-03 14:10:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013272 | Norwood Financial Corp | NWFL | State Commercial Banks (6022) | 232828306 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192355 | H John Sanders | 717 Main Street Honesdale PA 18431 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-03 | 650 | $17.33 | 650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-03 | 650 | $30.20 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 1,650 | $16.83 | 1,650 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-03 | 350 | $30.20 | 1,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-03 | 1,300 | $30.14 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options Right-to-Buy | Disposition | 2018-05-03 | 650 | $0.00 | 650 | $17.33 |
| Common Stock | Options Right-to-Buy | Disposition | 2018-05-03 | 1,650 | $0.00 | 1,650 | $16.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,700 | 2010-12-31 | 2019-12-31 | No | 4 | M | Direct |
| 12,050 | 2011-12-31 | 2020-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 375 | Indirect | LLC (25% Owner) |
| Common Stock | 9,345 | Indirect | ESOP |
Billionaire Hedge Funds
