Filing Details
- Accession Number:
- 0001127602-18-016135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-03 11:25:38
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-03 11:25:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822662 | Fidelity Southern Corp | LION | State Commercial Banks (6022) | 581416811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256284 | R David Bockel | 3490 Piedmont Road Suite 1550 Atlanta GA 30305 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2018-05-02 | 6,000 | $15.56 | 36,440 | No | 4 | M | Direct | |
| Fidelity Southern Corporation - Common Stock | Acquisiton | 2018-05-02 | 10,000 | $16.82 | 46,440 | No | 4 | M | Direct | |
| Fidelity Southern Corporation - Common Stock | Disposition | 2018-05-02 | 16,000 | $22.88 | 30,440 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-02 | 6,000 | $0.00 | 6,000 | $15.56 |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-02 | 10,000 | $0.00 | 10,000 | $16.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 0 | 2016-03-19 | 2020-03-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | 297 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $17.87 | 2017-01-21 | 2021-01-21 | 10,000 | 10,000 | Direct |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $22.91 | 2018-01-19 | 2022-01-19 | 10,000 | 10,000 | Direct |
| Fidelity Southern Corporation - Common Stock | Stock Option (Right to Buy) | $23.75 | 2019-01-18 | 2023-01-18 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-01-21 | 10,000 | 10,000 | Direct |
| 2022-01-19 | 10,000 | 10,000 | Direct |
| 2023-01-18 | 10,000 | 10,000 | Direct |
Footnotes
- Exercisable: 1/3 on 1/21/2017; 1/3 on 1/21/2018; 1/3 on 1/21/2019
- Exercisable: 1/3 on 1/19/2018, 1/3 on 1/19/2019, 1/3 on 1/19/2020
- Exercisable: 1/3 on 1/18/2019, 1/3 on 1/18/2020, 1/3 on 1/18/2021
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