Filing Details
- Accession Number:
- 0001209191-18-027329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-02 16:17:41
- Reporting Period:
- 2018-04-30
- Accepted Time:
- 2018-05-02 16:17:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333835 | Casa Systems Inc | CASA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1301432 | D Gary Hall | C/O Casa Systems, Inc. 100 Old River Road Andover MA 01810 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-30 | 62,301 | $1.48 | 62,301 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-30 | 62,301 | $23.89 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-04-30 | 62,301 | $0.00 | 62,301 | $1.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 537,699 | 2021-10-26 | No | 4 | M | Direct |
Footnotes
- Fully vested.
Billionaire Hedge Funds
