Filing Details
- Accession Number:
- 0001209191-18-027327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-02 16:16:37
- Reporting Period:
- 2018-04-30
- Accepted Time:
- 2018-05-02 16:16:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333835 | Casa Systems Inc | CASA | Radio & Tv Broadcasting & Communications Equipment (3663) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1724043 | Jerry Guo | C/O Casa Systems, Inc. 100 Old River Road Andover MA 01810 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-04-30 | 1,402,905 | $23.89 | 10,090,810 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Mr. Guo's sale of common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 100,000 shares, with Mr. Guo's purchase of 100,000 shares of common stock at a price of $13.00 per share on December 19, 2017. Mr. Guo paid to the issuer, upon settlement of the sale, $1,088,750, representing the full amount of the profit realized in connection with the short-swing transaction.
- Consists of 9,900,955 shares of Common Stock and 189,855 shares issuable pursuant to outstanding restricted stock units.
Billionaire Hedge Funds
