Filing Details
- Accession Number:
- 0001127602-18-015950
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-02 16:11:39
- Reporting Period:
- 2018-04-30
- Accepted Time:
- 2018-05-02 16:11:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560263 | E Karl Johnsen | C/O Aspen Technology, Inc. 20 Crosby Drive Bedford MA 01730 | Senior Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-30 | 1,451 | $38.71 | 36,517 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-30 | 1,753 | $43.44 | 38,270 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-04-30 | 1,696 | $44.38 | 39,966 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-30 | 7,559 | $89.17 | 32,407 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-30 | 1,451 | $0.00 | 1,451 | $38.71 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-30 | 1,753 | $0.00 | 1,753 | $43.44 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-04-30 | 1,696 | $0.00 | 1,696 | $44.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-11-24 | No | 4 | M | Direct | |
| 117 | 2024-07-31 | No | 4 | M | Direct | |
| 775 | 2025-08-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $88.83 to $89.73, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option granted at an exercise price of $38.71 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on March 31, 2014.
- The option granted at the exercise price of $43.44 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 30, 2014.
- The option granted at the exercise price of $44.38 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2015.
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