Filing Details
- Accession Number:
- 0001209191-18-027191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-01 18:59:43
- Reporting Period:
- 2018-05-01
- Accepted Time:
- 2018-05-01 18:59:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261333 | Docusign Inc | DOCU | Services-Prepackaged Software (7372) | 912183967 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1686308 | Peter Solvik | C/O Sigma Partners 2105 S. Bascom Ave., Suite 370 Campbell CA 95008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-01 | 52,839 | $0.00 | 170,024 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 9,438 | $0.00 | 36,334 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-05-01 | 12,378,326 | $0.00 | 12,548,350 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 9,439 | $0.00 | 45,773 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-05-01 | 2,831,576 | $0.00 | 15,379,926 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 160 | $0.00 | 45,933 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2018-05-01 | 1,688,236 | $0.00 | 17,068,162 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 215,549 | $0.00 | 17,283,711 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 57,110 | $0.00 | 103,043 | No | 4 | C | Direct | |
Common Stock | Disposition | 2018-05-01 | 858,327 | $29.00 | 16,425,384 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Direct | |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Direct | |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-05-01 | 51,706 | $0.00 | 52,839 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-05-01 | 9,438 | $0.00 | 9,438 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-05-01 | 12,378,326 | $0.00 | 12,378,326 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2018-05-01 | 9,439 | $0.00 | 9,439 | $0.00 |
Common Stock | Serise B-1 Preferred Stock | Disposition | 2018-05-01 | 2,831,576 | $0.00 | 2,831,576 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-05-01 | 160 | $0.00 | 160 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-05-01 | 1,688,236 | $0.00 | 1,688,236 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2018-05-01 | 215,549 | $0.00 | 215,549 | $0.00 |
Common Stock | Series E Preferred Stock | Disposition | 2018-05-01 | 57,110 | $0.00 | 57,110 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Direct |
Footnotes
- Each share of Series A Preferred Stock converted into 1.02192925205 shares of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- Includes 56,206 shares held by Sigma Partners 8, L.P., 1,793 shares held by Sigma Associates 8, L.P. and 593 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds 8"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.
- Includes 55,251 shares held by Jackson Square Ventures I, L.P. and 3,342 shares held by Jackson Square Associates I, L.P. Jackson Square Ventures, LLC is the managing member of Jackson Square Associates I, L.P. and Jackson Square Ventures I, L.P. and has sole voting and dispositive power over the shares held by Jackson Square Ventures I, L.P. and Jackson Square Associates I, L.P. Peter Solvik, Josh Breinlinger, Gregory Gretsch and Robert Spinner as managing members of Jackson Square Ventures, LLC, share this power.
- Includes 49,218 shares held by Sigma Partners 7, L.P., 3,036 shares held by Sigma Associates 7, L.P. and 585 shares held by Sigma Investors 7, L.P. Sigma Management 7, L.L.C. is the general partner of Sigma Associates 7, L.P., Sigma Investors 7, L.P. and Sigma Partners 7, L.P. (collectively, the "Sigma Funds 7"). Sigma Management 7, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 7, L.L.C., share this power.
- Each share of Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and series E Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- Includes 11,566,370 shares held by Sigma Partners 7, L.P., 730,486 shares held by Sigma Associates 7, L.P. and 134,309 shares held by Sigma Investors 7, L.P. Sigma Management 7, L.L.C. is the general partner of Sigma Associates 7, L.P., Sigma Investors 7, L.P. and Sigma Partners 7, L.P. (collectively, the "Sigma Funds 7"). Sigma Management 7, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 7, L.L.C., share this power.
- Includes 14,203,886 shares held by Sigma Partners 7, L.P., 893,193 shares held by Sigma Associates 7, L.P. and 165,662 shares held by Sigma Investors 7, L.P. Sigma Management 7, L.L.C. is the general partner of Sigma Associates 7, L.P., Sigma Investors 7, L.P. and Sigma Partners 7, L.P. (collectively, the "Sigma Funds 7"). Sigma Management 7, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 7, L.L.C., share this power.
- Includes 14,427,581 shares held by Sigma Partners 7, L.P., 907,259 shares held by Sigma Associates 7, L.P. and 168,270 shares held by Sigma Investors 7, L.P. Sigma Management 7, L.L.C. is the general partner of Sigma Associates 7, L.P., Sigma Investors 7, L.P. and Sigma Partners 7, L.P. (collectively, the "Sigma Funds 7"). Sigma Management 7, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 7, L.L.C., share this power.
- Includes 1,437,786 shares held by Sigma Partners 8, L.P., 53,228 shares held by Sigma Associates 8, L.P. and 15,445 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds 8"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.
- Includes 1,644,491 shares held by Sigma Partners 8, L.P., 59,850 shares held by Sigma Associates 8, L.P. and 17,667 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds 8"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.
- Represents 721,379 shares sold by Sigma Partners 7, LP., 45,363 shares sold by Sigma Associates 7, L.P., 8,414 shares sold by Sigma Investors 7, L.P., 79,414 shares sold by Sigma Partners 8, L.P., 2,903 shares sold by Sigma Associates 8, L.P. and 854 shares sold by Sigma Investors 8, L.P.
- Includes 13,706,202 shares held by Sigma Partners 7, L.P., 861,896 shares held by Sigma Associates 7, L.P. and 159,856 shares held by Sigma Investors 7, L.P. Sigma Management 7, L.L.C. is the general partner of Sigma Associates 7, L.P., Sigma Investors 7, L.P. and Sigma Partners 7, L.P. (collectively, the "Sigma Funds 7"). Sigma Management 7, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Lawrence G. Finch, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 7, L.L.C., share this power.
- Includes 1,565,077 shares held by Sigma Partners 8, L.P., 56,947 shares held by Sigma Associates 8, L.P. and 16,813 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds 8"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.
- The shares were held by the Sigma 7 Funds.
- The shares were held by the Sigma 7 Funds and the Sigma 8 Funds.
- The shares were held by the Sigma 8 Funds.