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Filing Details

Accession Number:: 0000921895-18-001523
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-01 18:52:53
Reporting Period:: 2018-03-29

Accepted Time:: 2018-05-01 18:52:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1452857	Steel Partners Holdings L.p.	SPLP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1144269	L Jack Howard	C/O Steel Partners Holdings L.p. 590 Madison Avenue, 32Nd Floor New York NY 10022	President	Yes	Yes	Yes	No
1443099	Emh Howard Llc	590 Madison Avenue, 32Nd Floor New York NY 10022		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
6% Series A Preferred Units	Disposition	2018-03-29	20,000	$20.33	282,431	No	4	S	Direct
6% Series A Preferred Units	Disposition	2018-04-16	100	$20.08	282,331	No	4	S	Direct
6% Series A Preferred Units	Disposition	2018-04-18	2,855	$20.00	279,476	No	4	S	Direct
6% Series A Preferred Units	Disposition	2018-04-19	600	$20.00	278,876	No	4	S	Direct
6% Series A Preferred Units	Disposition	2018-04-26	164	$20.00	278,712	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Units, No Par Value	1,515,228	Direct
Common Units, No Par Value	91,603	Indirect	By SPH SPV-I LLC
Common Units, No Par Value	1,519,552	Indirect	By The II Trust
Common Units, No Par Value	747,938	Indirect	By The III Trust
Common Units, No Par Value	10,100	Indirect	By EMH Howard, LLC
6% Series A Preferred Units	85,540	Indirect	By EMH Howard, LLC

Footnotes

This Form 4 is filed jointly by Jack L. Howard and EMH Howard, LLC ("EMH") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
Represents sale of Common Units effected pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Howard.
Consists of Class C Common Units ("Class C Units") allocated by SPH SPV-I LLC to Mr. Howard's sub-account within SPH SPV-I LLC. The Class C Units have the same rights as the Common Units, except that a Class C Unit will not be saleable in the public market until the capital account allocable to such Class C Unit is equal to the capital account allocable to a Common Unit ("Capital Account Alignment"), determined as if a Class C Unit and a Common Unit were separate partnership interests for U.S. federal income tax purposes. At such time that Capital Account Alignment is achieved, a Class C Unit will convert automatically into a Common Unit. Class C Units (including Class C Units received in respect of a year) will be allocated their share of taxable income based on their percentage interests, except as otherwise determined by the Issuer.
Mr. Howard, as the trustee of The II Trust, may be deemed to beneficially own the Common Units held by The II Trust.
Mr. Howard, as the trustee of The III Trust, may be deemed to beneficially own the Common Units held by The III Trust.
Mr. Howard, as the Managing Member of EMH, may be deemed to beneficially own the Common Units and 6% Series A Preferred Units held by EMH.