Filing Details
- Accession Number:
- 0001209191-18-027182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-01 18:16:29
- Reporting Period:
- 2018-05-01
- Accepted Time:
- 2018-05-01 18:16:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261333 | Docusign Inc | DOCU | Services-Prepackaged Software (7372) | 912183967 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1733959 | C Scott Darling | C/O Docusign, Inc. 221 Main St., Suite 1000 San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-01 | 1,987,319 | $0.00 | 2,053,078 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 948,167 | $0.00 | 3,001,245 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 4,729,005 | $0.00 | 7,730,250 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 855,646 | $0.00 | 8,585,896 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 942,427 | $0.00 | 9,528,323 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2018-05-01 | 170,295 | $0.00 | 9,698,618 | No | 4 | C | Indirect | See footnote |
Common Stock | Disposition | 2018-05-01 | 495,547 | $29.00 | 9,203,071 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2018-05-01 | 1,944,674 | $0.00 | 1,987,319 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2018-05-01 | 948,167 | $0.00 | 948,167 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-05-01 | 4,729,005 | $0.00 | 4,729,005 | $0.00 |
Common Stock | Series B-1 Preferred Stock | Disposition | 2018-05-01 | 855,646 | $0.00 | 855,646 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-05-01 | 942,427 | $0.00 | 942,427 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2018-05-01 | 170,295 | $0.00 | 170,295 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock converted into 1.02192925205 shares of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- The shares are owned directly by Frazier Technology Ventures II, L.P. ("Frazier"). Frazier's sole general partner is FTVM II, L.P. ("FTVM II") and FTVM II's sole general partner is Frazier Technology Management, L.L.C. ("Frazier Tech Management"). Scott Darling is a managing member of Frazier Tech Management. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- Each share of Series A-1 Preferred Stock, Series B Preferred Stock, Series B-1 Preferred Stock, Series C Preferred Stock and Series D Preferred Stock converted into one share of common stock upon the closing of the Issuer's initial public offering. The shares had no expiration date.
- The shares were held by Frazier. Frazier's sole general partner is FTVM II and FTVM II's sole general partner is Frazier Tech Management. Scott Darling is a managing member of Frazier Tech Management. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.